UBS FINANCIAL SERVICES INC.

1285 Avenue of the Americas, New York, NY 10019

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Registered Advisors 36

ERIC TODD SCHWAM BRIAN SCOTT SCHIMPF Priya Rametra CHAO-WEI LIU Nadira Tuergan Caroline Elaine Blank Jeannine Lennon GEORGE III SHANNON III III Pallavi Jain Thomas Ernest Trager JAMES EDWARD CONDOLFF JAMES MCDADE DONATO ROBERT GIUSEPPI MATTHEW DAVID WALSH ROBERT SORRENTINO ANTHONY PASTORE JR. Elizabeth Rabii Cribbs JUDITH ANNE SPALTHOFF NICOLE FLORES KAMILLA COLLINS Jose Alejandro Leopando ALEX ORTIZ Christos George Kanavos Ainsley Ann Carbone JAMES RICHARD AUGIR MICHAEL JAMES MCVICKER HUGH SCOTT NEVIN Eric Benjamin Potoker TERRENCE S GRAY BRAD WEISBERG MICHAEL GUSTAV HELFENBERGER Ogden Hammond NICOLE SEBASTIAN DEBORAH LISBONA MINCH Theodore T Galgano Daniel D Chung

Name
ERIC TODD SCHWAM
BRIAN SCOTT SCHIMPF
Priya Rametra
CHAO-WEI LIU
Nadira Tuergan
Caroline Elaine Blank
Jeannine Lennon
GEORGE III SHANNON III III
Pallavi Jain
Thomas Ernest Trager
JAMES EDWARD CONDOLFF
JAMES MCDADE
DONATO ROBERT GIUSEPPI
MATTHEW DAVID WALSH
ROBERT SORRENTINO
ANTHONY PASTORE JR.
Elizabeth Rabii Cribbs
JUDITH ANNE SPALTHOFF
NICOLE FLORES
KAMILLA COLLINS
Jose Alejandro Leopando
ALEX ORTIZ
Christos George Kanavos
Ainsley Ann Carbone
JAMES RICHARD AUGIR
MICHAEL JAMES MCVICKER
HUGH SCOTT NEVIN
Eric Benjamin Potoker
TERRENCE S GRAY
BRAD WEISBERG
MICHAEL GUSTAV HELFENBERGER
Ogden Hammond
NICOLE SEBASTIAN
DEBORAH LISBONA MINCH
Theodore T Galgano
Daniel D Chung

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Address

Street	1285 Avenue of the Americas
City	New York
State	NY
ZIP	10019
Country	United States

Firm

UBS FINANCIAL SERVICES INC.

Legal Name	UBS FINANCIAL SERVICES INC.
SEC #	801-7163
CRD #	8174
Region	NYRO
Umbrella	N

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