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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
  • NY RA
    APPROVED
    Since 2021-10-26

Branch Locations

2000 Avenue Of The Stars 12Th Floor South, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs New York NY 08/2014 Present
  • 08/2014 → Present
    Ubs
    New York, NY
Other Businesses

WRITE ON! LARCHMONT LLC 2101 BOSTON POST ROAD LARCHMONT NY 10538 USA SOLE PROPRIETORSHIP (E.G. SMALL FAMILY BUSINESS);OFFICER;0 HOURS PER MONTH;NON WORKING HOURS;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-08-12
  • S63 Uniform Securities Agent State Law Examination
    1999-08-12

View on SEC IAPD

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