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Theodore T Galgano

Ubs Financial Services Inc.

New York, NY

Weehawken, NJ

Brewster, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
NJ RA APPROVED 2018-08-15
  • NY RA
    APPROVED
    Since 2021-10-26
  • NJ RA
    APPROVED
    Since 2018-08-15

Branch Locations

1285 Avenue Of The Americas, New York, NY 10019 • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

Brewster, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. New York NY 06/2018 Present
National Public Finance Guarantee Purchase NY 02/2009 06/2017
Unemployed Brewster NY 07/2017 06/2018
  • 06/2018 → Present
    Ubs Financial Services Inc.
    New York, NY
  • 02/2009 → 06/2017
    National Public Finance Guarantee
    Purchase, NY
  • 07/2017 → 06/2018
    Unemployed
    Brewster, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-10
  • S66 Uniform Combined State Law Examination
    2018-08-10
Other Names
  • Theodore T Galgano

View on SEC IAPD

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