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88 Post Road West 2Nd Floor, Westport, CT 06880 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-09-12 |
| FL | RA | APPROVED | 2024-09-06 |
| CA | RA | APPROVED | 2024-09-05 |
| NY | RA | APPROVED | 2021-09-08 |
| CT | RA | APPROVED | 2020-06-28 |
Branch Locations
590 Madison Avenue 28Th Floor, New York, NY 10022 • United States
88 Post Road West 2Nd Floor, Westport, CT 06880 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| David Lerner Associates, Inc | Westport | CT | 05/2014 | 07/2018 |
| Spartan Capital Securities, Llc | New York | NY | 03/2019 | 05/2020 |
| Allied Millennial Partners | New York | NY | 07/2018 | 03/2019 |
| Millennial Advisers, Llc | New York | NY | 07/2018 | 03/2019 |
| A.G.P. / Alliance Global Partners | Westport | CT | 05/2020 | Present |
RESTORING VINTAGE AXES AND THE SALE OF THE AXES; NON-INVESTMENT RELATED; 34 TUBBS SPRING DR. WESTON, CT. 06883; HOBBY STARTED 2021; 5-20 HOURS/MONTHLY DEVOTED
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-10-04 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-07 |
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