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88 Post Road West 2Nd Floor, Westport, CT 06880 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-05-01 |
Branch Locations
590 Madison Avenue 28Th Floor, New York, NY 10022 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Securities Corp | New York | NY | 02/2012 | 07/2022 |
| B. Riley Wealth Advisors | New York | NY | 01/2023 | 04/2025 |
| B. Riley Wealth Management | New York | NY | 07/2022 | 05/2025 |
| Alliance Global Partners | New York | NY | 05/2025 | Present |
FAGENSON & CO; INVESTMENT-RELATED; SAM,E ADDRESS AS BRWM; OPERATING & PASS THRU ENTITY FOR SECURITIES BUSINESS, EMPLOYING PERSONNELAND PAYING ENTITY-RELATED EXPENSES SUCH AS PAYROLL AND RENT; REGISTERED REP; START DATE: 02/2012; 0 HRS/MONTH...
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-24 |
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