George Iii Shannon Iii Iii

Ubs Financial Services Inc.

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2024-09-11

NJ RA
APPROVED

Since 2024-09-11

Branch Locations

299 Park Avenue 8Th, 9Th, & 11Th Floors, New York, NY 10171 • United States

Lincoln Harbor 1000 & 1200 Lincoln Harbor Blvd, Weehawken, NJ 07086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Securities Llc	Weehawken	NJ	06/2023	08/2023
Ubs Financial Services Inc	Weehawken	NJ	08/2024	Present
Versace	Central Valley	NY	11/2022	05/2023
Hsbc	New York	NY	06/2022	08/2022
Laced Up Palisades	Nyack	NY	02/2017	07/2019
Gucci	Central Valley	NY	10/2019	08/2020
Unemployed	Nyack	NY	09/2023	08/2024
Fairway	Nanuet	NY	01/2014	02/2017
Unemployed	Nyack	NY	09/2020	05/2022

06/2023 → 08/2023

Ubs Securities Llc

Weehawken, NJ
08/2024 → Present

Ubs Financial Services Inc

Weehawken, NJ
11/2022 → 05/2023

Versace

Central Valley, NY
06/2022 → 08/2022

Hsbc

New York, NY
02/2017 → 07/2019

Laced Up Palisades

Nyack, NY
10/2019 → 08/2020

Gucci

Central Valley, NY
09/2023 → 08/2024

Unemployed

Nyack, NY
01/2014 → 02/2017

Fairway

Nanuet, NY
09/2020 → 05/2022

Unemployed

Nyack, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-08-13

S66 Uniform Combined State Law Examination

2024-08-13

Other Names

George Washington Shannon
George Washington Shannon

View on SEC IAPD

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Logan Stephen Michals

JONATHAN HARRY SIEGEL

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Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY

P2 CAPITAL PARTNERS, LLC · NEW YORK, NY

KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY

BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY

ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY

COMPASS GROUP LLC · NEW YORK, NY

CRESTVIEW PARTNERS · NEW YORK, NY

LEEDS EQUITY PARTNERS · NEW YORK, NY

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