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Jonathan Harry Siegel

A.G.P. / Alliance Global Partners

New York, NY

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Current Employers
A.G.P. / Alliance Global Partners

88 Post Road West 2Nd Floor, Westport, CT 06880 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-12-05
  • NY RA
    APPROVED
    Since 2025-12-05

Branch Locations

590 Madison Avenue 28Th Floor, New York, NY 10022 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated New York NY 08/2007 12/2025
Alliance Global Partners New York NY 12/2025 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-03-09
  • S63 Uniform Securities Agent State Law Examination
    1988-03-09
Other Names
  • John Siegel
  • Jonathan H Siegel

View on SEC IAPD

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