Alex Ortiz

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2024-01-29

NY RA
APPROVED

Since 2024-01-29

Branch Locations

1285 Avenue Of The Americas, New York, NY 10019 • United States

1000 Harbor Blvd 6Th, Weehawken, NJ 07086 • United States

Yonkers, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fidelity Investments	Scarsdale	NY	08/2016	01/2024
Ubs Financial Services, Inc	New York	NY	01/2024	Present

08/2016 → 01/2024

Fidelity Investments

Scarsdale, NY
01/2024 → Present

Ubs Financial Services, Inc

New York, NY

Previous Registrations

2021-09-27 → 2024-01-24

Fidelity Personal And Workplace Advisors

White Plains, NY

Other Businesses

Name of Business-RENTAL PROPERTY / Address- Yonkers, NY 07401 / Investment Related- NO / Nature- Collect rental income / Role-Proprietor / owner / Duty- Owner of unit, will collect monthly rent. / Start Date-2/15/2024 / Time Required- No

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2008-04-08

S63 Uniform Securities Agent State Law Examination

2008-04-08

Designations

Other Names

Alex A Ortiz
Alex Adolfo Ortiz
Alex Ortiz

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Designations

Other Names

Other Firms

Other Investors

Other Offices

Reviews