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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
  • NY RA
    APPROVED
    Since 2021-10-26

Branch Locations

1285 Avenue Of The Americas, New York, NY 10019 • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. New York NY 09/2014 Present
Other Businesses

I SERVE AS STRATEGIC ADVISOR TO NYU STERN BOARD FELLOWS PROGRAM. THIS IS NOT INVESTMENT-RELATED AND I TEACH STUDENTS ABOUT NON-PROFIT LEADERSHIP AND GOVERNANCE. THIS HAPPENS AT NYU STERN AT 44 WEST 4TH STREET, NY NY 10012. I'VE BEEN AFFILIATED WITH NYU SINCE 2011 AND TAKE 6 VACATION DAYS PER YEAR TO TEACH.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-08-31
  • S63 Uniform Securities Agent State Law Examination
    2020-08-31
Other Names
  • Nicole Tamar Sebastian

View on SEC IAPD

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