James Edward Condolff

Current Employers

Employment History

• 01/2016 → 10/2021
  Wells Fargo Bank
  Paramus, NJ
• 01/2016 → 11/2016
  Wells Fargo Advisors
  Paramus, NJ
• 11/2016 → 10/2021
  Wells Fargo Clearing Services, Llc
  Paramus, NJ
• 11/2021 → Present
  Ubs Financial Services Inc.
  New York, NY

Previous Registrations

• 2016-01-28 → 2021-10-25
  Wells Fargo Clearing Services, Llc
  Minneapolis, MN
  Paramus, NJ
  Minneapolis, MN
  Tarpon Springs, FL
• 2013-07-02 → 2015-12-18
  Morgan Stanley
  New York, NY
  Sugar Land, TX
  New York, NY
  Purchase, NY
  Purchase, NY
• 2009-09-08 → 2012-06-04
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Los Angeles, CA
  New York, NY
  New York, NY
  New York, NY
  New York, NY

Other Businesses

1) RENTAL PROPERTY; INV RELATED;Fleetwood NY; MULTI-FAMILY RESIDENCE; 100% OWNERSHIPE; START 7/1/1998; 5 HOURS PER MONTH, 1 DURING TRADING; MANAGE PROPERTY./ This is a multi-family investment property we have owned over for 20 years. My involvement includes leasing, collecting rent and paying expenses, and ensuring the property is maintained including repairs and improvements./ Proprietor / owner 2) CO-TRUSTEE FOR FAMILY TRUST; INV RELATED; NY; START: 3/18/16; 2 HRS/MO; 1 HR DURING TRADING. 3)BLUE RIBBON FOUNDATION, INVT RELATED, BRONXVILLE, NY, TREASURER/ Officer/ I serve as an officer (Treasurer) and Board Director for the foundation. I attend quarterly board meetings, and am primarily responsible for managing the foundation's checking account (deposit account held at Citibank) and I am one of two signers who are jointly required to sign on all checks/disbursements. In 2022 the Foundation intends to open a brokerage account and start to invest some of the Foundation's assets in marketable securities. / start date: 6/1/2017 4) 2) Condolff Protection Trust Dated March 18, 2016 / Investment Related / 94 Betsy Brown CircleNYPort Chester, 10573 / This is a family trust for which my brother and I are the co-trustees and my parents are the grantors, and the trust assets consist of my parents assets which were transferred into this trust in 2016/2017 as part of thier estate and wealth transfer planning strategy under the advise of thier attorney / Manage checking account and investments, including securities and real esate holdings. Distribution of trust assets to beneficiaries and grantors according to the terms of the trust agreement. Engage trust counsel and other advisers as needed / Start Date: 3/18/2016.

Exams

• S66 Uniform Combined State Law Examination
  2009-09-04
• S63 Uniform Securities Agent State Law Examination
  1986-01-08