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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-10-30
  • NY RA
    APPROVED
    Since 2024-10-30

Branch Locations

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

1285 Avenue Of The Americas, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 07/2017 12/2021
Morgan Stanley New York NY 01/2017 07/2017
Nyu School Of Professional Studies New York NY 06/2016 12/2016
Bank Of America New York NY 01/2022 07/2024
Ubs Business Solutions New York NY 07/2024 Present
  • 07/2017 → 12/2021
    New York, NY
  • 01/2017 → 07/2017
    Morgan Stanley
    New York, NY
  • 06/2016 → 12/2016
    Nyu School Of Professional Studies
    New York, NY
  • 01/2022 → 07/2024
    Bank Of America
    New York, NY
  • 07/2024 → Present
    Ubs Business Solutions
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-02-20
  • S66 Uniform Combined State Law Examination
    2018-02-20
Other Names
  • Nadilanmu Tuergan

View on SEC IAPD

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