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Nicole Flores

Ubs Financial Services Inc.

New York, NY

New York, NY

Manasquan, NJ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
NJ RA APPROVED 2004-12-03
  • NY RA
    APPROVED
    Since 2021-10-26
  • NJ RA
    APPROVED
    Since 2004-12-03

Branch Locations

1285 Ave Of The Americas, New York, NY 10019 • United States

1285 Avenue Of The Americas 15 Thru 18Th Floors, New York, NY 10019 • United States

Manasquan, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. New York NY 11/2004 Present
Previous Registrations
Other Businesses

1) STEWARTS / 2655 RICHMOND AVE STATEN ISLAND,NY 10314 / OWNER/ START DATE 5/15/2015

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-09-21
  • S66 Uniform Combined State Law Examination
    2004-09-21
Other Names
  • Nicole Flores
  • Nicole Teressa Flores
  • Nicole Tesoriero

View on SEC IAPD

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