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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
NJ RA APPROVED 2017-01-12
  • NY RA
    APPROVED
    Since 2021-10-26
  • NJ RA
    APPROVED
    Since 2017-01-12

Branch Locations

1285 Avenue Of The Americas, New York, NY 10019 • United States

Lincoln Harbor 1000 & 1200 Lincoln Harbor Blvd, Weehawken, NJ 07086 • United States

Pelham, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Securities Llc New York NY 05/2014 Present
  • 05/2014 → Present
    Ubs Securities Llc
    New York, NY
Other Businesses

1) Name of Business: San Miguel Academy of Newburgh./ Address: 245 Renwick Street Newburgh NY United States./ Investment Related: No./ Nature: San Miguel Academy of Newburgh is an independent, faith-based, 5th through 8th grade middle school for boys from under-served families residing in the City of Newburgh, New York. San Miguel Academy is part of a national educational reform movement which strives to break the cycle of poverty through education. San Miguel Academy provides boys with the tools necessary for success in their academic, social, and moral lives. We empower our students by focusing on educational achievement and character development as a means of self-efficacy./ Role: Member of Board of directors./ Duty: Meet regularly as a Board to oversee the management, leadership and operations of the school and its fundraising activities./ Start Date: 1/3/2006./ Time Required: No.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-05
  • S66 Uniform Combined State Law Examination
    2017-01-05
Other Names
  • Don Robert Giuseppi
  • Donato Robert Giuseppi
  • Donato R. Robert Giuseppi Iii

View on SEC IAPD

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