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Thomas Ernest Trager

Ubs Financial Services Inc.

New York, NY

Weehawken, NJ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-07-31
NJ RA APPROVED 2025-10-15
  • NY RA
    APPROVED
    Since 2026-07-31
  • NJ RA
    APPROVED
    Since 2025-10-15

Branch Locations

1285 Avenue Of The Americas, New York, NY 10019 • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Richmond Richmond VA 09/2021 05/2025
Ubs Financial Services, Inc Weehawken NJ 06/2024 08/2024
Ubs Financial Services, Inc White Plains NY 07/2023 08/2023
Darien High School Darien CT 09/2018 06/2021
Middlesex Middle School Darien CT 08/2015 06/2018
Ubs Financial Services, Inc Weehawken NJ 08/2025 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-11
  • S66 Uniform Combined State Law Examination
    2025-07-11

View on SEC IAPD

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