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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-09-12
  • NY RA
    APPROVED
    Since 2023-09-12

Branch Locations

1285 Avenue Of The Americas, New York, NY 10019 • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

Jersey City, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs New York NY 11/2022 Present
Kwm Investment Advisory Seoul 04/2021 11/2022
The Hartford Hartford CT 12/2019 11/2020
Unemployed New York NY 12/2020 03/2021
Grad School New York NY 01/2018 12/2019
Undergrad Urbana IL 08/2012 05/2017
Unemployed Urbana IL 06/2017 12/2017
  • 11/2022 → Present
    Ubs
    New York, NY
  • 04/2021 → 11/2022
    Kwm Investment Advisory
    Seoul
  • 12/2019 → 11/2020
    The Hartford
    Hartford, CT
  • 12/2020 → 03/2021
    Unemployed
    New York, NY
  • 01/2018 → 12/2019
    Grad School
    New York, NY
  • 08/2012 → 05/2017
    Undergrad
    Urbana, IL
  • 06/2017 → 12/2017
    Unemployed
    Urbana, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-25
  • S66 Uniform Combined State Law Examination
    2023-08-25
Other Names
  • Dongoh Chung

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