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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-10-26 |
| NJ | RA | APPROVED | 2020-06-15 |
Branch Locations
1285 Avenue Of The Americas, New York, NY 10019 • United States
1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES
Water Mill, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 40 North Investments | New York | NY | 10/2013 | 12/2016 |
| Dld Asset Management | New York | NY | 09/2018 | 10/2019 |
| Ubs Financial Services Inc. | New York | NY | 03/2020 | Present |
| No Employer | New York | NY | 11/2019 | 02/2020 |
| No Employer | New York | NY | 01/2017 | 08/2018 |
1. Calhoun School, Independent school, pre-kindergarten through 12th grade, Lifetime Trustee - I am not active, and do not perform any duties, start date-7/1/2005, New York United States-10024
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-06-09 |
| S63 | Uniform Securities Agent State Law Examination | 1996-05-31 |
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