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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-07-10 |
Branch Locations
1285 Avenue Of The Americas, New York, NY 10019 • United States
Lincoln Harbor 1000 & 1200 Lincoln Harbor Blvd, Weehawken, NJ 07086 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Investment Managament Inc. | New York | NY | 01/2013 | 07/2020 |
| J.P. Morgan Institutional Investments Inc. | New York | NY | 08/2014 | 07/2020 |
| Jpmorgan Chase Bank, N.A. | New York | NY | 07/2020 | 09/2022 |
| J.P. Morgan Securities Llc | New York | NY | 08/2020 | 09/2022 |
| Peraspera Holdings Llc | Greenwich | CT | 12/2022 | 12/2024 |
| Ghep Capital Llc | Greenwich | CT | 06/2023 | 12/2024 |
| Ubs Financial Services Inc. | New York | NY | 01/2025 | Present |
PERASPERA HOLDINGS LLC - FORMED AS A DELAWARE LLC IN 2009 PRIMARILY FOR PURPOSES OF LIABILITY PROTECTION RELATED TO PROSPECTIVE REAL ESTATE TRANSACTIONS (E.G., RENTAL PROPERTY) AND VENTURE CAPITAL INVESTMENTS. I AM AND HAVE ALWAYS BEEN THE SOLE MANAGING MEMBER. THE ENTITY REQUIRES LESS THAN ONE DAY PER MONTH IN TOTAL FOR BOOK-KEEPING/TAXES, NONE OF WHICH WOULD NORMALLY OVERLAP WITH TRADING HOURS). IT MAINTAINS A SMALL PORTFOLIO OF L.P. INTERESTS. ITS DELAWARE REGISTRATIONS/TAXES, ETC. ARE ALL CURRENT AND THE ENTITY ADDRESS OF RECORD IS MY HOME ADDRESS. RANIE H HAMMOND IRREVOCABLE INSURANCE TRUST - TRUSTEE. THIS TRUST WAS FORMED IN 2016 BY MY WIFE FOR FAMILY ESTATE/TAX PLANNING PURPOSE AND RESIDES AT OUR HOME ADDRESS. THE TRUST HOLDS INSURANCE POLICIES AND CASH. THE TRUSTEE POSITION IS UNPAID AND IS EXPECTED TO CONSUME LESS THAN AN HOUR PER MONTH OUTSIDE TRADING HOURS. GHEP CAPITAL LLC - FORMED IN 2023 AS A SERIES LLC REGISTERED IN DELAWARE PRIMARILY TO SERVE AS A HOLDING COMPANY FOR PRIVATE MARKETS INVESTMENTS AND TO PROVIDE STRATEGIC ADVISORY SERVICES TO EARLY STAGE COMPANIES. THE ENTITY ADDRESS IS MY HOME ADDRESS AND I SERVE AS PRESIDENT AND MANAGING MEMBER. SINCE JAN 1 2025, THE ENTITY CEASED PURSUING NEW INVESTMENT OPPORTUNITIES AND CURRENTLY OPERATES AS A PASSIVE HOLDING COMPANY WITH MINIMAL TIME REQUIRED (<1HR/MONTH OUTSIDE TRADING HOURS) FOR ADMINISTRATIVE MAINTENANCE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-07-10 |
| S63 | Uniform Securities Agent State Law Examination | 2015-02-02 |
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