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Michael Gustav Helfenberger

Ubs Financial Services Inc.

Houston, TX

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-08-24
NJ RA APPROVED 2016-12-14
  • TX RA
    APPROVED
    Since 2026-08-24
  • NJ RA
    APPROVED
    Since 2016-12-14

Branch Locations

4400 Post Oak Parkway Suite 1800, Houston, TX 77027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. New York NY 07/2016 Present
Other Businesses

Flair Exchange / United States / 110 Wall Street / New York / NY / United States of America / 10005 / www.flairexchange.com / No / Sole proprietorship / / Financial (Consumer & Investment Services) / / Provide funding for professional athletes in exchange for a small percentage of their future earnings / Active / No / / Yes / I am acting as an Advisor for the start-up / Advisor or advisory group member if advice given may influence an officer/board / / Advisor to my friend from university, who has founded a start-up to provide funding to professional athletes / 1 / No / No / / No / / No / No / No / 43353 / / No / / No / / Yes / Yes / 0.2% / / Yes / New York, New York, USA / No / / No / No / Good friend from my MBA Program at Yale who founded his start-up and asks for management advice / No / No

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-09
  • S66 Uniform Combined State Law Examination
    2016-12-09
Other Names
  • Michael Helfenberger

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