Jeannine Lennon

Ubs Financial Services Inc.

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-10-26
NJ	RA	APPROVED	2018-06-08

NY RA
APPROVED

Since 2021-10-26
NJ RA
APPROVED

Since 2018-06-08

Branch Locations

1285 Avenue Of The Americas, New York, NY 10019 • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

Tappan, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs	New York	NY	11/2017	Present
Mbia	Purchase	NY	01/2007	06/2017
Unemployed	N/A	NY	07/2017	10/2017

11/2017 → Present

Ubs

New York, NY
01/2007 → 06/2017

Mbia

Purchase, NY
07/2017 → 10/2017

Unemployed

N/A, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-06-04

S66 Uniform Combined State Law Examination

2018-06-04

View on SEC IAPD

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