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110 East 59Th Street 7Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-04-06 |
Branch Locations
47 Maple Street Atrium 2Nd Floor, Summit, NJ 07901 • United States
110 East 59Th Street 7Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Marathon A Subsidiary Of Stadion Money Management | Watkinsville | GA | 10/2014 | 09/2021 |
| Alps Distributors Inc. | Denver | CO | 10/2014 | 12/2020 |
| Investx Capital Ltd. | New York | NY | 10/2001 | 01/2023 |
| Morgan Stanley | Allentown | PA | 01/2023 | 04/2024 |
| Cantor Fitzgerald & Co. | New York | NY | 04/2026 | Present |
| Unemployed | Doylestown | PA | 04/2024 | 04/2026 |
Up in the Air Balloons; Investment related - No; Doylestown, Pennsylvania; Retail/Online Stores, Recreation; Manage Taxes/Bookkeeping (proprietor, partner, officer, director, employee, trustee, agent); 07/2020; During business hours: 0; After business hours: 2; Accounting/Bookkeeping Up in the Air Balloons Franchise, LLC -3488 York Road Furlong PA ; Not Investment Related; balloon decor and business fulfilment services; "Co Owner" in title only - not listed in Operating Agreement as officer, etc.; Start Date: 2/15/23; 3 hours devoted to this outside business; None during regular trading hours; periodic responses to customer inquiries on weekends.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-06-08 |
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