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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-06-01
NY RA APPROVED 2021-10-26
NJ RA APPROVED 2015-05-19
  • CT RA
    APPROVED
    Since 2023-06-01
  • NY RA
    APPROVED
    Since 2021-10-26
  • NJ RA
    APPROVED
    Since 2015-05-19

Branch Locations

2107 Route 34 Suite 102, Wall, NJ 07719 • United States

1285 Avenue Of The Americas, New York, NY 10119 • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

299 Park Ave 26Th Floor, New York, NY 10171 • United States

1285 Avenue Of The Americas 38Th Floor, New York, NY 10019 • United States

One Jericho Plaza Suite 205, Jericho, NY 11753-1635 • United States

600 Washington Blvd 9Th Floor, Stamford, CT 06901 • United States

51 John F. Kennedy Parkway Suite 240, Short Hills, NJ 07078 • United States

100 West Putnam Avenue 2Nd Floor, Greenwich, CT 06830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services New York NY 09/2010 Present
  • 09/2010 → Present
    Ubs Financial Services
    New York, NY
Other Businesses

Reach Nutrition / Company / Nutrition Company / Partner / Advice and direction 2) Name of Business: RCRS Partners LLC./ Address: 606 Post Road EastWestport CT United States./ Investment Related: Yes./ Nature; Invest in Private placements mainly in the spirits business./ Role: Partner./ Duty: This entity is set up to invest in private companies. the only 2 member are myself and my cousin./ Start Date: 7/7/2023./ Time Required: No.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-05-18
S63 Uniform Securities Agent State Law Examination 1998-04-24
  • S65 Uniform Investment Adviser Law Examination
    2015-05-18
  • S63 Uniform Securities Agent State Law Examination
    1998-04-24
Other Names
  • Robert George Sorrentino
  • Robert Sorrentino
  • Robert George Sorrentino

View on SEC IAPD

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