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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-04-09
  • NY RA
    APPROVED
    Since 2024-04-09

Branch Locations

1285 Avenue Of The Americas, New York, NY 10019 • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments New York NY 03/2014 04/2023
Fidelity Personal And Workplace Advisors Boston MA 07/2018 04/2023
Ubs Financial Services Inc New York NY 04/2024 Present
Unemployed New York NY 04/2023 04/2024
  • 03/2014 → 04/2023
    Fidelity Investments
    New York, NY
  • 07/2018 → 04/2023
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 04/2024 → Present
    New York, NY
  • 04/2023 → 04/2024
    Unemployed
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-05-26
  • S66 Uniform Combined State Law Examination
    2006-05-26

View on SEC IAPD

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