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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2015-07-21
  • NJ RA
    APPROVED
    Since 2015-07-21

Branch Locations

941 Houston Northcutt Blvd Suite 100, Mt. Pleasant, SC 29464 • United States

1285 Avenue Of The Americas, New York, NY 10019 • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. New York NY 05/2015 Present
Other Businesses

1)Lowcountry Land Trust/ 635 Rutledge Ave., Suite 107 / Charleston/ South Carolina 29403/ United States / To protect ecologically, agriculturally, and historically significant Lowcountry lands/ / lowcountrylandtrust.org/ Investment Oversight / Start Date 12/1/2020

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-17
S63 Uniform Securities Agent State Law Examination 1995-01-03
  • S66 Uniform Combined State Law Examination
    2015-07-17
  • S63 Uniform Securities Agent State Law Examination
    1995-01-03

View on SEC IAPD

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