Cathryn A Cato

Current Employers

Employment History

• 07/2008 → Present
  Maryland Financial Group, Inc.
  Mt. Pleasant, SC
• 03/2014 → Present
  Lpl Financial Llc
  Mt. Pleasant, SC

Previous Registrations

• 2008-08-04 → 2025-07-16
  Maryland Financial Group, Inc.
  Mount Pleasant, SC
  Mt. Pleasant, SC
• 2008-07-17 → 2008-07-30
  Fsc Securities Corporation
  Mt. Pleasant, SC
• 2000-10-06 → 2008-07-24
  Citigroup Global Markets Inc.
  Charleston, SC
  Charleston, SC

Other Businesses

1. 03/31/2014 - Legacy Wealth Management - INV REL - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - 100% TIME SPENT. 2. 03/31/2014 - Financial Advocacy Network - Inv Rel - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) 3. 03/31/2014 - Cathryn A Cato - Tax Prep / Accounting / CPA - Not Inv rel - At Reported Business Location(s) - 2% TIME SPENT 4. 10/22/2014 - Crump - Non-Variable Insurance - inv Rel - 210 Wingo Way, Ste 300, Mt Pleasant, SC 29464 - Insurance Agent - Start date: 04/01/2014 - 5 HRS/MO, 2 DURING SECS TRDG HRS 5. 02/12/2015 - Maryland Financial Group, Inc. - Registered Investment Advisor Hybrid - Inv rel - 210 Wingo Way Ste. 300 Mt. Pleasant, SC 29464 - RIA used for financial planning and investment management; fees paid quarterly for management; planning fees may be charged hourly or flat fee. - Start date: 07/01/2008 - 120 HRS/MO, 120 DURING SECS TRDG HRS 6. 3/29/2017 - Legacy Virtual Solutions - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Started 06/01/2016 - 20 Hours Per Month/10 Hours During Securities Trading - Tax prep and bookkeeping services. 7. 07/01/2025 - The Monitor Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start date: 07/01/2025 - 0 Hours Per Month/0 Hours During Securities Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-07-26
• S63 Uniform Securities Agent State Law Examination
  2000-07-21