Raymond Bennett Firestone

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2006 → Present
  Maryland Financial Group, Inc.
  Mt. Pleasant, SC
• 03/2014 → Present
  Lpl Financial Llc
  Mt. Pleasant, SC

Previous Registrations

• 2007-02-02 → 2025-07-16
  Maryland Financial Group, Inc.
  Mt. Pleasant, SC
  Mt. Pleasant, SC
• 2005-02-10 → 2007-02-01
  Financial Concepts Unlimited, Inc.
  Mt Pleasant, SC

Other Businesses

(1) 04/01/2014: R. Bennett Firestone - Inv Rel - 210 WINGO WAY, MT. PLEASANT, SC - Real Estate Rental - Office space leased out. (2) 04/01/2014: Stellar Life Services - Inv Rel - 210 WINGO WAY #300, MT. PLEASANT, SC 29464 - Non-Variable Insurance - 2% OF TIME SPENT - Agent selling IUL, Fixed Annuities (3) 04/01/2014: Financial Advocacy Network - DBA for LPL Business (entity for LPL business) - Inv Rel - 210 WINGO WAY #300, MT. PLEASANT, SC 29464 - 100% OF TIME SPENT (4) 04/01/2014: ABC Holdings of the Mid Atlantic South - Inv Rel - 210 WINGO WAY #300, MT. PLEASANT, SC 29464 - Non-Variable Insurance - 2% OF TIME SPENT - IUL, Fixed Annuities, DI, LTC (5) 04/01/2014: Gavalas Kolanko Foundation - Not Inv Rel - Non-Profit Board Member - COMMUNITY, CIVIC AND CHARITABLE BOARD - Board of Directors (6) 04/01/2014: Legacy Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - 210 WINGO WAY #300, MT. PLEASANT, SC 29464 - 100% OF TIME SPENT (7) 04/08/2014: Maryland Financial Group, Inc. - Registered Investment Advisor - Inv rel - 210 WINGO WAY #300, MT. PLEASANT, SC 29464 - 2% OF TIME SPENT - Provide advisory services (8) 06/17/2016 - Legacy Virtual Solutions - Tax Prep/Accounting/CPA - Inv rel - 210 Wingo Way, Suite 300, Mt. Pleasant, SC 29464 - a. Marketing Director - tax prep and bookkeeping services for small businesses that can't substantiate a full time position to perform these functions; b. No; c. N/A; d. Legacy Virtual Solutions; e. No - START 06/01/2016 - 20 HRS/MO; 10 HRS DURING SECS TRDG HRS. (9) 3/6/2017: Penny Lewis CPA LLC - Not Investment Related - 210 Wingo Way, Ste 301, Mt. Pleasant, SC 29464 - Tax Prep/Accounting/CPA - Started 01/02/2017 - 20 Hours Per Month During Securities Trading. (10) 4/30/2018 - Collegiate Financial Services - DBA: Legacy Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:04/01/2018 - 40 Hour(s) Per Month/40 Hour(s) During Trading. (11) 6/5/2018 - Collegiate Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:04/01/2018 - 40 Hour(s) Per Month/40 Hour(s) During Trading. 12. 01/16/2019 - Investment related - various locations - Other - Education Workshops - speaker - start date:11/27/2018 - 2 hrs/mo. 13. 10/24/2022 - The Fringe Benefits Group - Investment Related - 204 Caughman Farm Lane, Ste 303, Lexington, SC 29072 - Other - Employee Benefits Firm - Owner - Start Date - 02/01/2022 - 5 Hours Per Month/8 Hours During Securities Trading 14. 02/14/2024 - F3 Holdings, LLC - Non-Inv Related - Business Entity For Tax/Investment Purposes Only - Started: 1/1/2024 - 0 Hrs/mo. 15. 07/25/2024 - Optimus - Non-Variable Insurance - Broker - Investment Related - At Reported Business Location(s) - Start Date 04/25/2024 - 1 Hour Per Month/ During Trading 16. 07/01/2025 - The Monitor Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 07/01/2025 - 0 Hour Per Month/ 0 During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-03-16
• S63 Uniform Securities Agent State Law Examination
  1997-06-06

Other Names

• Benny Firestone
• Raymond Bennett Firestone