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Best financial advisors in Caldwell, NC

Registered advisers within 25 miles of Caldwell, NC.

Offices
962
Firms
360
Combined AUM
$23.0T
Firm-wide filings, not assets booked only here
Clients
3.76M
3,758,710 clients when Item 5C has a number
Avg / client
$6.13M
Combined AUM ÷ clients

Nearby offices

Firms

WELLS FARGO CLEARING SERVICES, LLC
LPL ENTERPRISE, LLC
EDWARD JONES
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
OSAIC WEALTH, INC.
LPL FINANCIAL LLC
THRIVENT INVESTMENT MANAGEMENT INC.
CREDIT UNION INVESTMENT SERVICES
FIFTH THIRD SECURITIES, INC.
ONEDIGITAL
AMERIPRISE FINANCIAL SERVICES, LLC
SAVANT WEALTH MANAGEMENT
KESTRA PRIVATE WEALTH SERVICES, LLC
PFS INVESTMENTS INC.

Investors

MICAH MARIE COOKE
JOHN EDWARD MATHENY
CHARU PRIYA KARUNAKARAN
JUSTIN PRESSLEY OSBORNE
DELVIN LEMAR JOYCE
Latasha Anderson
Kristina Chuprevich
CHARLES JOHN VESELY
SCOTT THOMAS SHEPHERD
DONALD WARREN JOHNSON
JEFFREY PARKS KENDALL
GARY ALAN SAMUELSON
DAVID LINDSEY SPENCER
Katherine von Peterffy Kerns
IOULIA ALEKSANDROVNA LINK
JOSEPH ANTHONY LOPARDI
Madison Justice Turner
Douglas Webb
Jacob Titus
Michael P Stack
Nicholas Anthony Bernick
GREGORY WILLIAM COLEMAN SHEETS
ETHAN JOHN ALESSI
BENJAMIN JACKSON
MIA FRANCINE BARNES
TAMMY LYNETTE GILLEY
CHRISTOPHER JASON BROWN
JEFFREY BRIAN HIBBELER
BRENNON COLE HAWKINS
PETE TRONTIS
KAREN LYNN BOSCHERT
RANDY JAMES FARINA
JAMES ANDREW BAILEY
Michael David Wayasamin
KAYE HAVERSTOCK TAHILIANI
RENEE ALDERMAN
MICHAEL LEE CONERLY
Nikolas Gernhard
Jordan Taylor Beard
BRYANT JAMES TROMBLY
Benjamin McDonald
REBEKAH DIANNE SCHEMAHORN
ELLEN ROTHANN VIPOND
CODY RAY RACHAU
MICHAEL AYOTTE
AMANDA RACHAU
TERRY ALARIC ABEYTA
CYNTHIA ANN SISNEROS
PETER WILLIAM CAMPBELL

Within 25 miles of Caldwell, NC, Best Investors lists 360 registered investment advisory firms with 962 offices nearby, managing about $23.0T in combined regulatory AUM across 3,758,710 advisory clients (Form ADV Item 5F and 5C, self-reported).

Totals use firm-wide filing data, not assets booked only in this area.

Largest firms in Caldwell

Ranked by regulatory AUM. AUM is firm-wide, not only this area.

1 MORGAN STANLEY 416,984 clients · 24.0K advisers $1.96T AUM 2 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED 16,844 clients · 26.7K advisers $1.78T AUM 3 CHARLES SCHWAB INVESTMENT MANAGEMENT, INC 39 advisers $1.72T AUM 4 STRATEGIC ADVISERS LLC 17,518 clients · 17.7K advisers $1.37T AUM 5 CAPTRUST 963 advisers $1.24T AUM 6 DIMENSIONAL FUND ADVISORS LP 3 clients · 269 advisers $1.02T AUM 7 EDWARD JONES 28,751 clients · 24.6K advisers $1.01T AUM 8 UBS FINANCIAL SERVICES INC. 18,245 clients · 9,839 advisers $916B AUM