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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2001-12-31 |
Branch Locations
403 Gilead Rd Ste K, Huntersville, NC 28078-6814 • United States
Huntersville, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Huntersville | NC | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Huntersville | NC | 03/2020 | Present |
Real Estate Ownership; Single Family; 509 Hadley St.Wilson, NC 27893, ,; ; 12/01/2011 / Single Family; 3118 Westshire Dr.Wilson, NC 27896, ,; ; 11/01/2008 / Commercial; 403 Gilead Road, Suite KHuntersville, NC 28078, ,; ; 08/01/2007.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-03-08 |
| S63 | Uniform Securities Agent State Law Examination | 1999-01-30 |
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