Andrew Kelsey Smith

Employer firm

Cornerstone Wealth CRD 289971

$2.49B regulatory AUM 50 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• MANAGEMENT OF VARIABLE ANNUITY SUB-ACCOUNTS, CREDIT AND CASH MANAGEMENT SOLUTIONS AND INSURANCE SOLUTIONS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2007 → 01/2026
  Cornerstone Financial Realty
  Cornelius, NC
• 08/2007 → Present
  Andrew K Smith
  Cornelius, NC
• 10/2003 → 01/2018
  Cornerstone Financial Partners, Inc.
  Cornelius, NC
• 07/2011 → 11/2017
  Lpl Financial Llc
  Huntersville, NC
• 07/2011 → 12/2017
  Cornerstone Financial Advisors
  Huntersville, NC
• 11/2017 → Present
  Mutual Securities, Inc.
  Camarillo, CA
• 01/2018 → Present
  Cornerstone Wealth Group, Llc
  Huntersville, NC

Previous Registrations

• 2011-07-20 → 2017-12-31
  Cornerstone Wealth
  Huntersville, NC
  Cornelius, NC
• 2003-11-18 → 2011-07-20
  Securities America Advisors, Inc.
  Cornelius, NC

Other Businesses

1. Cornerstone Risk Management Advisors, LLC, Start Date: 01/01/18, 3436 Torington Way, Ste. 210, Charlotte, NC 28277, Insurance Pay through company, Agent, Investment related, 5 hours per month, 0 hours per day during trading hours. 2. Cornerstone Wealth Group, LLC Dba Cornerstone Wealth, Start Date: 01/01/18, 3436 Torington Way, Ste. 210, Charlotte, NC 28277, RIA/Managing Partner, Investment related, 160 hours per month, 8 hours per day during trading hours. 3. Home Rental, Start Date: 03/19/2025, 387 W First St., Ocean Isle Beach, NC 28469, Sole-Proprietorship, Rental Property, Owner, Pay mortgage and bills, Not Investment Related, 1-5 hours per month, 1-5 hours per day during trading hours. 4. CWG Management Group, LLC., Start Date: 01/01/2018, 16810 Kenton Dr., Ste. 200, Huntersville, NC 28078, LLC, Management Company with operating authority and control over CWG (RIA entity), Managing Member, Management duties, 10 Hours per week, 2 Hours per day during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-10-24
• S63 Uniform Securities Agent State Law Examination
  1999-01-18

Designations

• Certified Financial Planner

Other Names

• Andy Smith
• Andrew Smith