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Account
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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-08-26 |
Branch Locations
11330 Vanstory Drive Suite 116, Huntersville, NC 28078 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual | Charlotte | NC | 08/2024 | 06/2025 |
| Johnson Brothers Mutual | Charlotte | NC | 03/2024 | 08/2024 |
| Power Home Fremodeling | Charlotte | NC | 10/2023 | 12/2023 |
| Frank B Fuhrer Wholesale | Pittsburgh | PA | 03/2022 | 10/2023 |
| Hot Corner Athletics | Lockport | NY | 05/2018 | 03/2022 |
| Niagara University | Niagara Falls | NY | 08/2014 | 05/2018 |
| Prudential Advisors | Charlotte | NC | 06/2025 | Present |
| Lpl Enterprise | Charlotte | NC | 07/2025 | Present |
1. 07/18/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - CHARLOTTE, NC - Start Date 07/16/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING 2. 07/18/2025 - NICHOLAS BERNICK N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - CHARLOTTE, NC - Start Date 07/16/2025 - 160 HRS/MO | 160 HRS/MO DURING TRADING 3. 07/18/2025 - Miracle League of Greater Charlotte - Non-profit volunteer (not on board) - NOT INV REL - Start Date 10/19/2024 - 8 HRS/MO | 0 HRS/MO DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-08-26 |
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