David Lindsey Spencer

Current Employers

Employment History

• 02/2009 → 06/2019
  Cuna Brokerage Services, Inc.
  Waverly, IN
• 02/2009 → 07/2019
  Truliant Federal Credit Union
  Winston Salem, NC
• 07/2019 → 05/2021
  Truliant Federal Credit Union
  Huntersville, NC
• 07/2019 → 05/2021
  Cuso Financial Services, L.P.
  San Diego, CA
• 07/2021 → 09/2022
  Fidelity Investments
  Merrimack, NH
• 10/2022 → Present
  Secu Brokerage Services
  Raleigh, NC
• 10/2022 → Present
  Secu Life Insurance Company
  Raleigh, NC
• 10/2022 → Present
  State Employees' Credit Union
  Huntersville, NC
• 10/2022 → Present
  Credit Union Investment Services
  Raleigh, NC

Previous Registrations

• 2021-09-07 → 2022-10-03
  Fidelity Personal And Workplace Advisors
  Merrimack, NH
• 2019-07-10 → 2021-05-19
  Cuso Financial Services, L.P.
  San Diego, CA
  Huntersville, NC
  Shelby, NC
  Charlotte, NC
  Gastonia, NC
  Huntersville, NC
• 2009-02-18 → 2019-07-12
  Cuna Brokerage Services, Inc.
  Waverly, IA
  Charlotte, NC
  Mcardenville, NC
  Huntersville, NC
  Shelby, NC
• 2005-11-03 → 2009-01-09
  Equitable Advisors, Llc
  Charlotte, NC
  Charlotte, NC

Other Businesses

State Employees' Credit Union. Investment related business. Nature: financial services. OSJ office address: Raleigh, NC. Title: Financial Advisory Services Specialist. Start date 10/2022. Duties: provide financial services to eligible members and provide opportunities for members to improve their economic and social condition. SECU Life Insurance Company. Investment related business. Address: Raleigh, NC. Nature: life insurance. Title: Agent. Start date: 10/2022. Duties and time (some during securities trading hours) as required in conjunction with position at State Employees' Credit Union. OBA-62109|OrgNmn:D & A Investment Group, LLC|Org Addr:Apex,North Caro,US|OBA Nature:D&A Investment Group, LLC INVE|Invst Rel:Y|Title:Partner|Duties:Invest personal funds in business as needed, collect rents, handle repairs, file taxes & annual registration to Secretary of State|StrtDt:01-17-2005|TotHrs/mon:3|TrdHrs/mon:1|

Exams

• S66 Uniform Combined State Law Examination
  2005-09-02

Other Names

• David L. Spencer
• David Lindsey Spencer
• David L Spencer