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Inactive

Richard Gordon Fallon

Cornerstone Wealth

Huntersville, NC

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Current Employers
Cornerstone Wealth

16810 Kenton Drive Suite 200, Huntersville, NC 28078 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-01-05
NC RA APPROVED 2021-04-20
  • SC RA
    APPROVED
    Since 2026-01-05
  • NC RA
    APPROVED
    Since 2021-04-20

Branch Locations

16810 Kenton Drive Suite 200, Huntersville, NC 28078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Llc Charlotte NC 02/2018 Present
Associate Staffing Charlotte NC 02/2018 05/2018
Jp Morgan Chase & Co Brooklyn NY 06/2017 08/2017
East Carolina University Greenville ND 08/2013 12/2017
Unemployed, Job Search Brightwaters NY 12/2017 02/2018
  • 02/2018 → Present
    Wells Fargo Clearing Services Llc
    Charlotte, NC
  • 02/2018 → 05/2018
    Associate Staffing
    Charlotte, NC
  • 06/2017 → 08/2017
    Jp Morgan Chase & Co
    Brooklyn, NY
  • 08/2013 → 12/2017
    East Carolina University
    Greenville, ND
  • 12/2017 → 02/2018
    Unemployed, Job Search
    Brightwaters, NY
Previous Registrations
Other Businesses

CADDY, NOT INV RELATED, CHARLOTTE, NC, FREELANCE GOLF CADDY, START 5/22/2018, 2 HOURS PER MONTH, ZERO DURING TRADING, CARRY GOLF CLUBS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-04
  • S66 Uniform Combined State Law Examination
    2018-05-04
Other Names
  • Rich Fallon
  • Richard Fallon

View on SEC IAPD

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RAYMOND JAMES & ASSOCIATES, INC.
FIFTH THIRD SECURITIES, INC.
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STRATEGIC ADVISERS LLC

Other Investors

ANDREW KELSEY SMITH
BRENDA HANCE PRESSLEY
RACHEL LEE POSNER
WHITNEY ANNE PAPPAS
Rodney Thomas Wendt
Robert William Benton
KARA Buteau KUNZ
CRAIG ALAN RUBRECHT

Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Huntersville, NC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Huntersville, NC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Hunterville, NC
CORNERSTONE WEALTH · Huntersville, NC
AMERIPRISE FINANCIAL SERVICES, LLC · Huntersville, NC
MML INVESTORS SERVICES, LLC · Huntersville, NC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HUNTERSVILLE, NC
RAYMOND JAMES & ASSOCIATES, INC. · HUNTERSVILLE, NC

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