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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-11-03 |
Branch Locations
13420 Reese Boulevard, West, Huntersville, NC 28078 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corporation | Huntersville | NC | 10/1992 | 11/2023 |
| Osaic Wealth, Inc. | Huntersville | NC | 11/2023 | Present |
1. DBA OF MY FIRM IS "SPECIALIZED INVESTMENTS OF NORTH CAROLINA INC." POSITION: Owner - NATURE: Corporation - INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1992 ADDRESS: 13420 Reese Blvd Huntersville, NC 28078, Huntersville NC 28078, United States DESCRIPTION: DBA entity is soley for accounting & record keeping functions. 2. SCOTT T SHEPHERD- INSURANCE POSITION: Statutory Agent - NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1993 ADDRESS: 13420 Reese Blvd West, Huntrsville NC 28078, United States DESCRIPTION: insurance agent
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-10-25 |
| S63 | Uniform Securities Agent State Law Examination | 1992-10-30 |
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