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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-09-29 |
Branch Locations
5605 Carnegie Blvd Ste 240, Charlotte, NC 28209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Enterprise, Llc | North Billerica | MA | 05/2025 | Present |
| Augusta National Golf Club | Augusta | GA | 04/2025 | 05/2025 |
| University Of South Carolina | Columbia | SC | 08/2024 | 04/2025 |
| Morgan Stanley | Middleton | MA | 05/2024 | 08/2024 |
| University Of South Carolina | Columbia | SC | 08/2023 | 05/2024 |
| Sager Elecronics | Middleborough | MA | 05/2023 | 08/2023 |
| University Of South Carolina | Columbia | SC | 08/2022 | 05/2023 |
| Long Meadow Golf Club | Tewksbury | MA | 05/2022 | 08/2022 |
| University Of South Carolina | Columbia | SC | 08/2021 | 05/2022 |
| Tavern On The Wharf | Plymouth | MA | 05/2021 | 08/2021 |
| Yard House | Burlington | MA | 12/2020 | 05/2021 |
| Ups | Plymouth | MA | 06/2020 | 08/2020 |
| Billerica Memorial High School | Billerica | MA | 08/2020 | 12/2020 |
| Redstone Grille | Burlington | MA | 12/2019 | 06/2020 |
| Augustas Subs | Billerica | MA | 04/2017 | 05/2018 |
| Billerica Memorial High School | Billerica | MA | 05/2018 | 12/2019 |
| Full Time Education | Billerica | MA | 05/2015 | 04/2017 |
1. 05/15/2025 - N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Billerica, MA - Start Date 05/15/2025 - 160 HRS/MO 2. 05/15/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Billerica, MA - Start Date 05/15/2025 - 160 HRS/MO
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-09-29 |
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