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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-11-14 |
| SC | RA | APPROVED | 2024-11-14 |
| VA | RA | APPROVED | 2024-11-14 |
Branch Locations
11330 Vanstory Drive Suite 109N, Huntersville, NC 28078 • United States
5605 Carnegie Blvd Ste 240, Charlotte, NC 28209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services | Charolette | NC | 06/2022 | 12/2022 |
| Elon University | Elon | NC | 09/2021 | 05/2022 |
| The Pinnacle Group Investment Servicies | Virginia Beach | VA | 06/2021 | 08/2021 |
| Elon University | Elon | NC | 09/2020 | 05/2021 |
| Paradigm | Virginia Beach | VA | 06/2020 | 08/2020 |
| Elon University | Elon | NC | 09/2018 | 05/2020 |
| Cape Henry Collegiate | Virginia Beach | VA | 09/2017 | 08/2018 |
| Your Pie | Virginia Beach | VA | 06/2017 | 08/2017 |
| Cape Henry Collegiate | Virginia Beach | VA | 09/2015 | 05/2017 |
| Pruco Securities Llc | Charlotte | NC | 04/2023 | 11/2024 |
| Unemployed | Charlotte | NC | 01/2023 | 03/2023 |
| Lpl Enterprise, Llc | Huntersville | NC | 11/2024 | Present |
1) 11/12/2025-Broadstone Wealth Partners-Investment Advisor and Financial Planner-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 11/03/2025-160hrs/mth-160hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-01-23 |
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