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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-08-14
NC RA APPROVED 2025-01-30
SC RA APPROVED 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2026-08-14
  • NC RA
    APPROVED
    Since 2025-01-30
  • SC RA
    APPROVED
    Since 2024-11-14

Branch Locations

11330 Vanstory Drive Suite 116, Huntersville, NC 28078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Mt Pleasant SC 01/2024 11/2024
West Marine Irmo SC 05/2022 08/2023
Woodley's Garden Center Irmo SC 05/2021 08/2021
University Of South Carolina Columbia SC 08/2020 Present
Dutch Fork High School Irmo SC 08/2016 05/2020
The Prudential Insurance Company Of America Mt Pleasant SC 08/2024 Present
Lpl Enterprise, Llc Mt. Pleasant SC 11/2024 Present
  • 01/2024 → 11/2024
    Mt Pleasant, SC
  • 05/2022 → 08/2023
    West Marine
    Irmo, SC
  • 05/2021 → 08/2021
    Woodley's Garden Center
    Irmo, SC
  • 08/2020 → Present
    University Of South Carolina
    Columbia, SC
  • 08/2016 → 05/2020
    Dutch Fork High School
    Irmo, SC
  • 08/2024 → Present
    The Prudential Insurance Company Of America
    Mt Pleasant, SC
  • 11/2024 → Present
    Mt. Pleasant, SC
Previous Registrations
Other Businesses

1) 05/05/2025-Sheets Financial Services-Financial Planner-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 10/21/2024-160hrs/mth-130hrs/mth during trading 2) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s) 3) 11/28/2025-Broadstone Wealth Advisors-Financial Advisor-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 11/24/2025-160hrs/mth-160hrs/mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-27
  • S66 Uniform Combined State Law Examination
    2024-07-27
Other Names
  • Doug Webb

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