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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-08-14 |
| NC | RA | APPROVED | 2025-01-30 |
| SC | RA | APPROVED | 2024-11-14 |
Branch Locations
11330 Vanstory Drive Suite 116, Huntersville, NC 28078 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Mt Pleasant | SC | 01/2024 | 11/2024 |
| West Marine | Irmo | SC | 05/2022 | 08/2023 |
| Woodley's Garden Center | Irmo | SC | 05/2021 | 08/2021 |
| University Of South Carolina | Columbia | SC | 08/2020 | Present |
| Dutch Fork High School | Irmo | SC | 08/2016 | 05/2020 |
| The Prudential Insurance Company Of America | Mt Pleasant | SC | 08/2024 | Present |
| Lpl Enterprise, Llc | Mt. Pleasant | SC | 11/2024 | Present |
1) 05/05/2025-Sheets Financial Services-Financial Planner-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 10/21/2024-160hrs/mth-130hrs/mth during trading 2) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s) 3) 11/28/2025-Broadstone Wealth Advisors-Financial Advisor-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 11/24/2025-160hrs/mth-160hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-07-27 |
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