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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-11-14 |
Branch Locations
11330 Vanstory Drive Suite 116, Huntersville, NC 28078 • United States
5605 Carnegie Blvd Ste 240, Charlotte, NC 28209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Charlotte | NC | 06/1987 | 11/2024 |
| Prudential Insurance Company Of America | Charlotte | NC | 06/1987 | Present |
| Us National Whitewater Center | Charlotte | NC | 08/2013 | Present |
| Lpl Enterprise, Llc | Charlotte | NC | 11/2024 | Present |
1) 01/07/2025- Greg W. C. Sheets & Associates L.L.C.- Business Owner- I am 100% owner of GWCSA LLC. We build roofs and renovate homes.- not inv. related- at Huntersville, NC- start date 05/14/2014- 5hrs/mnth-5hrs during trading 2) 01/10/2025- Greg W.C. Sheets & Associates- DBA for LPL Business (entity for LPL business)- inv. related- at reported business location(s)- start date 01/01/2000-160hrs/mnth-160hrs during trading 3) 01/10/2025- Neck Rd LLC- Real Estate Rental- Real estate rental for property located at: 5780 Neck Rd, Huntersville, NC 28078- inv. related - at Huntersville, NC- start date 09/12/2019- 1hr/mnth-0hrs during trading 4) 01/10/2025- Greg W.C. Sheets & Associates- Non-Variable Insurance/Insurance Agency- Non-Variable Insurance. - inv. related- at Huntersville, NC- start date 01/01/2000- 2hrs/mnth-2hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-06-04 |
| S63 | Uniform Securities Agent State Law Examination | 1988-02-05 |
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