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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-02-07 |
| FL | RA | APPROVED | 2025-01-01 |
| NC | RA | APPROVED | 2024-11-14 |
Branch Locations
10115 Kincey Avenue Suite 146, Huntersville, NC 28078 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Charlotte | NC | 10/2006 | Present |
| Pruco Securities, Llc. | Charlotte | NC | 10/2006 | 11/2024 |
| Lpl Enterprise, Llc | Huntersville | NC | 11/2024 | Present |
1) 11/04/2024 - People's Choice Media, LLC - ESPN broadcaster for college football games and podcast host - Radio/ TV/ Podcast - Non Inv Related - At Huntersville, NC - Start Date 10/09/2024 - 6hrs/mth - 0hrs/mth During Trading 2) 11/04/2024 - Rental Property - Rental income from rental property - Real Estate Rental - Inv Related - At Huntersville, NC - Start Date 01/15/2021 - 1hrs/mth - 0hrs/mth During Trading 3) 11/04/2024 - Prosperity Wealth Group - DBA for Financial Planning practice - DBA for LPL Business (entity for LPL business) - Inv Related - At Huntersville, NC - 08/30/2018 - 160hrs/mth - 160hrs/mth During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-11-19 |
| S63 | Uniform Securities Agent State Law Examination | 2006-10-31 |
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