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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-11-03 |
Branch Locations
13420 Reese Boulevard, West, Huntersville, NC 28078 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corporation | Huntersville | NC | 05/1994 | 11/2023 |
| Osaic Wealth, Inc. | Huntersville | NC | 11/2023 | Present |
1) SPECIALIZED INVESTMENTS OF NORTH CAROLINA, INC POSITION: OWNER NATURE: CORPORATION INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1996 ADDRESS: 13420 Reese Blvd. West, Huntersville NC 28078, United States DESCRIPTION: DBA ENTITY IS ONLY FOR ACCOUNTING AND RECORD KEEPING FUNCTIONS. 2) DONALD W JOHNSON POSITION: INSURANCE AGENT NATURE: SOLE PROPRIETORSHIP INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/1994 ADDRESS: 2726 CARMEL RD, CHARLOTTE NC 28226, United States DESCRIPTION: MARKETING OF ANNUITIES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1990-10-09 |
| S63 | Uniform Securities Agent State Law Examination | 1990-09-21 |
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