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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-04-29
  • NC RA
    APPROVED
    Since 2026-04-29

Branch Locations

14215 Market Square Dr, Huntersville, NC 28078 • United States

550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Huntersville NC 01/2026 Present
Wells Fargo Bank, Na Huntersville NC 10/2021 Present
Red Lobster Wichita Falls TX 11/2014 10/2021
  • 01/2026 → Present
    Huntersville, NC
  • 10/2021 → Present
    Wells Fargo Bank, Na
    Huntersville, NC
  • 11/2014 → 10/2021
    Red Lobster
    Wichita Falls, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-04-29
S63 Uniform Securities Agent State Law Examination 2026-04-06
  • S65 Uniform Investment Adviser Law Examination
    2026-04-29
  • S63 Uniform Securities Agent State Law Examination
    2026-04-06
Other Names
  • Micah Marie Walker
  • Micah Cooke

View on SEC IAPD

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