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Fifth Third Securities, Inc. CRD 628
$10.9B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2015-05-07 |
Branch Locations
500 Gilead Road, Huntersville, NC 28078 • United States
124 South Main St, Davidson, NC 28036 • United States
19212 W Catawba Avenue, Cornelius, NC 28031 • United States
20301 West Catawba Ave, Cornelius, NC 28031 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Securities | Charlotte | NC | 05/2015 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-05-02 |
| S63 | Uniform Securities Agent State Law Examination | 2002-05-01 |
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