Best Investors Account Sign in

Joseph Anthony Lopardi

Fifth Third Securities, Inc.

Huntersville, NC

Davidson, NC

Cornelius, NC

Cornelius, NC

Claim This Profile
Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2015-05-07
  • NC RA
    APPROVED
    Since 2015-05-07

Branch Locations

500 Gilead Road, Huntersville, NC 28078 • United States

124 South Main St, Davidson, NC 28036 • United States

19212 W Catawba Avenue, Cornelius, NC 28031 • United States

20301 West Catawba Ave, Cornelius, NC 28031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities Charlotte NC 05/2015 Present
  • 05/2015 → Present
    Fifth Third Securities
    Charlotte, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-05-02
S63 Uniform Securities Agent State Law Examination 2002-05-01
  • S66 Uniform Combined State Law Examination
    2003-05-02
  • S63 Uniform Securities Agent State Law Examination
    2002-05-01

View on SEC IAPD

Other Firms

CORNERSTONE WEALTH
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
AMERIPRISE FINANCIAL SERVICES, LLC
MML INVESTORS SERVICES, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RAYMOND JAMES & ASSOCIATES, INC.
EDWARD JONES
STRATEGIC ADVISERS LLC

Other Investors

ANDREW KELSEY SMITH
BRENDA HANCE PRESSLEY
RACHEL LEE POSNER
WHITNEY ANNE PAPPAS
Rodney Thomas Wendt
RICHARD GORDON FALLON
Robert William Benton
KARA Buteau KUNZ

Other Offices

CORNERSTONE WEALTH · HUNTERSVILLE, NC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Huntersville, NC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Huntersville, NC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Hunterville, NC
CORNERSTONE WEALTH · Huntersville, NC
AMERIPRISE FINANCIAL SERVICES, LLC · Huntersville, NC
MML INVESTORS SERVICES, LLC · Huntersville, NC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HUNTERSVILLE, NC

More in Huntersville, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor