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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-07
NC RA APPROVED 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2025-02-07
  • NC RA
    APPROVED
    Since 2024-11-14

Branch Locations

10115 Kincey Avenue Suite 146, Huntersville, NC 28078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Charlotte NC 02/2021 11/2024
Prosperity Wealth Group Charlotte NC 04/2020 Present
American Red Cross Charlotte NC 09/2005 11/2019
No Employment Charlotte NC 12/2019 03/2020
Prudential Insurance Company Of America Charlotte NC 03/2022 Present
Lpl Enterprise, Llc Huntersville NC 11/2024 Present
  • 02/2021 → 11/2024
    Charlotte, NC
  • 04/2020 → Present
    Prosperity Wealth Group
    Charlotte, NC
  • 09/2005 → 11/2019
    American Red Cross
    Charlotte, NC
  • 12/2019 → 03/2020
    No Employment
    Charlotte, NC
  • 03/2022 → Present
    Prudential Insurance Company Of America
    Charlotte, NC
  • 11/2024 → Present
    Huntersville, NC
Previous Registrations
Other Businesses

1) 10/11/2024 - WORD Fellowship Church - Outside/W-2 Employment - Bookkeeping - Not INV Related - At Charlotte, NC - Start Date 09/15/2018 - 5hrs/mth - 0hrs During Trading 2) 10/11/2024 - Prosperity Wealth Group LLC - DBA for LPL Business (entity for LPL business) - Financial Advisor - INV Related - At Huntersville, NC - Start Date 04/03/2020 - 120hrs/mth - 115hrs During Trading 3) 10/11/2024 - Latasha Anderson - Other - Affiliate Marketer- Social Media based and non-financial (i.e. household goods) - Not INV Related - At Charlotte, NC - Start Date 11/25/2024 - 20hrs/mth - 5hrs During Trading 4) 01/24/2025 - LATASHA ANDERSON - Other - Speaker - Provide financial literacy and personal finance tools for those who may not currently have access to such resources. No investment advice given. - Not INV Related - At Charlotte, NC - Start Date 11/25/2024 - 10hrs/mth - 3hrs During Trading 5) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-16
  • S66 Uniform Combined State Law Examination
    2021-11-16

View on SEC IAPD

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