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5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2023-06-12 |
| NC | RA | APPROVED | 2023-03-16 |
| TX | RA | APPROVED | 2023-03-16 |
Branch Locations
5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States
13801 Reese Blvd Suite 110, Huntersville, NC 28078 • United States
1300 Benson Road Suite 108, Garner, NC 27529 • United States
Garner, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 11/2013 | 03/2023 |
| Kestra Investment Services, Llc | Garner | NC | 03/2023 | Present |
| Kestra Private Wealth Services, Llc | Garner | NC | 03/2023 | Present |
Business Name: RENTAL PROPERTY POSITION: Co-owner of property with my wife NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2023 ADDRESS: 491 High Top Drive, Fletcher NC 28732 DESCRIPTION: Our property manager is taking care of all advertising, cleaning arrangements and other services related to the property. My wife and I own the property and are doing some of the upgrades and renovations. We have no other direct involvement with any of the day-to-day operations for the short-term rental activity. Business Name: DESTINATION WEALTH ADVISORS POSITION: Wealth Advisor NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 03/16/2023 ADDRESS: 1300 Benson Road, suite 108, Garner NC 27529, United States DESCRIPTION: Assist clients with financial planning for multiple goals.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-01-11 |
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