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Current Employers
Kestra Private Wealth Services, Llc

5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2023-06-12
NC RA APPROVED 2023-03-16
TX RA APPROVED 2023-03-16
  • LA RA
    APPROVED
    Since 2023-06-12
  • NC RA
    APPROVED
    Since 2023-03-16
  • TX RA
    APPROVED
    Since 2023-03-16

Branch Locations

5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States

13801 Reese Blvd Suite 110, Huntersville, NC 28078 • United States

1300 Benson Road Suite 108, Garner, NC 27529 • United States

Garner, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 11/2013 03/2023
Kestra Investment Services, Llc Garner NC 03/2023 Present
Kestra Private Wealth Services, Llc Garner NC 03/2023 Present
Previous Registrations
  • 2014-03-10 → 2023-03-17
    Raleigh, NC
    Garner, NC
    St Louis, MO
    Raleigh, NC
Other Businesses

Business Name: RENTAL PROPERTY POSITION: Co-owner of property with my wife NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2023 ADDRESS: 491 High Top Drive, Fletcher NC 28732 DESCRIPTION: Our property manager is taking care of all advertising, cleaning arrangements and other services related to the property. My wife and I own the property and are doing some of the upgrades and renovations. We have no other direct involvement with any of the day-to-day operations for the short-term rental activity. Business Name: DESTINATION WEALTH ADVISORS POSITION: Wealth Advisor NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 03/16/2023 ADDRESS: 1300 Benson Road, suite 108, Garner NC 27529, United States DESCRIPTION: Assist clients with financial planning for multiple goals.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-11
  • S66 Uniform Combined State Law Examination
    2014-01-11
Other Names
  • Nikolas Gernhard
  • Nikolas M Gernhard
  • Nik Gernhard

View on SEC IAPD

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