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Steven Douglas Aycock

Austin Money Management Corporation

Austin, TX

CRD 3092096

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Employer firm

Austin Money Management Corporation CRD 302038

$296M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Austin Money Management Corporation

3907 Medical Parkway Suite 101, Austin, TX 78756 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-02-13
  • TX RA
    APPROVED
    Since 2020-02-13

Branch Locations

3907 Medical Parkway Suite 101, Austin, TX 78756 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Austin TX 01/2015 03/2017
Massachusetts Mutual Life Insurance Company Austin TX 07/2016 01/2020
Mml Investors Services, Llc Austin TX 03/2017 01/2020
Austin Money Management Corporation Austin TX 05/2018 Present
Previous Registrations
  • 2017-03-25 → 2020-01-27
    Austin, TX
    Austin, TX
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Austin, TX
  • 1998-08-12 → 2015-01-02
    New England Securities
    Austin, TX
    Austin, TX
    Austin, TX
Other Businesses

INDEPENDENT INSURANCE AGENT THROUGH AYCOCK FINANICAL GROUP SELLING DENTAL AND GROUP DISABILITY INCOME,DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE 1 WEEKDAY HOUR ONLY SINCE 7/2007 Name: NBC Sports - Golf Channel | Not Investment Related | Mailing Address: 30 Rockefeller Plaza, New York, NY 10112 - Location: Various onsite Golf Courses | Nature: Analyst | Position: Analyst | Title: Analyst | Start Date: 02/08/2024 | Approximate Hours per Month: 24 | Approximate Hours During Market Hours: 12 Hours per Month | Duties: Scoring, Commentary, Assist Production Team

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-07-28
  • S63 Uniform Securities Agent State Law Examination
    1998-07-28
Designations
  • Certified Financial Planner

View on SEC IAPD

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