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Dilda Deepak Dalvi

Harrell Investment Partners, LLC

Austin, TX

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Current Employers
Harrell Investment Partners, Llc

3814 Medical Parkway, Austin, TX 78756 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-05-05
  • TX RA
    APPROVED
    Since 2022-05-05

Branch Locations

3814 Medical Parkway, Austin, TX 78756 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Austin TX 03/2017 12/2019
Unemployed Round Rock TX 06/2015 03/2017
Unemployed Austin TX 01/2020 02/2020
Raymond James Financial Services, Inc. Austin TX 03/2020 08/2021
Raymond James Financial Services Advisor, Inc. Austin TX 03/2020 08/2021
Cantella & Co., Inc. Malden MA 08/2021 11/2021
Live Oak Investment Partners, Llc Austin TX 08/2021 11/2021
Harrell Investment Partners, Llc Austin TX 11/2021 Present
  • 03/2017 → 12/2019
    Austin, TX
  • 06/2015 → 03/2017
    Unemployed
    Round Rock, TX
  • 01/2020 → 02/2020
    Unemployed
    Austin, TX
  • 03/2020 → 08/2021
    Raymond James Financial Services, Inc.
    Austin, TX
  • 03/2020 → 08/2021
    Raymond James Financial Services Advisor, Inc.
    Austin, TX
  • 08/2021 → 11/2021
    Cantella & Co., Inc.
    Malden, MA
  • 08/2021 → 11/2021
    Live Oak Investment Partners, Llc
    Austin, TX
  • 11/2021 → Present
    Austin, TX
Previous Registrations
Other Businesses

1. Finra- Position/ Dispute Resolution Arbitrator. She reviews cases and serves as a decision maker for disputes. 10 hours per month are spent on this activity. 0 Hours spent during trading hours. Start Date 08/17/2021

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-05-14
S63 Uniform Securities Agent State Law Examination 2006-03-07
  • S66 Uniform Combined State Law Examination
    2007-05-14
  • S63 Uniform Securities Agent State Law Examination
    2006-03-07
Other Names
  • Deelda Kurlekar
  • Deelda Deepak Dalvi
  • Dilda Deepak Dalvi
  • Deelda Atul Kurlekar
  • Deelda Dalvi Kurlekar

View on SEC IAPD

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