UBS FINANCIAL SERVICES INC.

3030 Old Ranch Pkwy SUITE 300, SEAL BEACH, CA 90740

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Registered Advisors 23

GINO R STUMPO NATALIE BARRON BRIAN JAMES LINEBERGER austin glenn orkin Jake Patrick Orr Gerardo Herrera Macias LISA ANN CHAPMAN SHANNON LEE APPLEBY TERESA M UZETA ANUSHA SRIRAM Alexa Holm John Henry GERALD MONTEGANI JR. JAMES NEILL CANTRELL CECILIA MONSERRAT CORRAL JOHN WILLIAM ORR KEVIN THOMAS PHILLIP LINDSAY KATHLEEN MAIS LILY ALEXANDRIA XUAN GONG William Michael Genovese Matthew Anthony Montegani PHILIP ALAN CARPENTER Brandon Jared Lopez

Name
GINO R STUMPO
NATALIE BARRON
BRIAN JAMES LINEBERGER
austin glenn orkin
Jake Patrick Orr
Gerardo Herrera Macias
LISA ANN CHAPMAN
SHANNON LEE APPLEBY
TERESA M UZETA
ANUSHA SRIRAM
Alexa Holm
John Henry
GERALD MONTEGANI JR.
JAMES NEILL CANTRELL
CECILIA MONSERRAT CORRAL
JOHN WILLIAM ORR
KEVIN THOMAS PHILLIP
LINDSAY KATHLEEN MAIS
LILY ALEXANDRIA XUAN GONG
William Michael Genovese
Matthew Anthony Montegani
PHILIP ALAN CARPENTER
Brandon Jared Lopez

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Address

Street	3030 Old Ranch Pkwy SUITE 300
City	SEAL BEACH
State	CA
ZIP	90740
Country	United States

Firm

UBS FINANCIAL SERVICES INC.

Legal Name	UBS FINANCIAL SERVICES INC.
SEC #	801-7163
CRD #	8174
Region	NYRO
Umbrella	N

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