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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2007-04-10 |
| OK | RA | APPROVED | 2002-08-26 |
| CA | RA | APPROVED | 1997-07-08 |
Branch Locations
3030 Old Ranch Pkwy Suite 300, Seal Beach, CA 90740 • United States
Cypress, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Long Beach | CA | 07/1990 | Present |
Memorial Medical Center Foundation / United States / 2801 Atlantic Ave. Long Beach, CA 90801 / Foundation / lbmmcf.org / Hospital / Member of Board of directors / Board Member and Finance Committee Chair / Start Date 6/3/2013 Operation Jump Start - Long Beach, Mentor for at risk youth, mentor, start date-2/8/2000, Long BeachCA USA90807
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-09-23 |
| S63 | Uniform Securities Agent State Law Examination | 1987-10-08 |
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