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Mark Krogulski

Charles Schwab & Co., Inc.

Seal Beach, CA

CRD 3153583

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-01-27
  • CA RA
    APPROVED
    Since 2016-01-27

Branch Locations

2399 Seal Beach Blvd. Suite 101, Seal Beach, CA 90740-5630 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Seal Beach CA 01/2016 Present
Charles Schwab Bank Seal Beach CA 01/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-19
S63 Uniform Securities Agent State Law Examination 2000-09-08
  • S66 Uniform Combined State Law Examination
    2007-11-19
  • S63 Uniform Securities Agent State Law Examination
    2000-09-08
Designations
  • Certified Financial Planner

View on SEC IAPD

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Nearby Offices

J.P. MORGAN SECURITIES LLC · SEAL BEACH, CA
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