Best Investors Account Sign in

Richard St John Medina

Charles Schwab & Co., Inc.

Seal Beach, CA

CRD 6740548

Claim This Profile
Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-04-20
  • CA RA
    APPROVED
    Since 2022-04-20

Branch Locations

2399 Seal Beach Blvd. Suite 101, Seal Beach, CA 90740-5630 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Manhattan Beach CA 12/2016 01/2021
Onewest Bank Lomita CA 04/2016 12/2016
Jp Morgan Chase Bank Manhattan Beach CA 12/2016 01/2021
Charles Schwab & Co., Inc. Seal Beach CA 04/2021 Present
Charles Schwab Bank, Ssb Seal Beach CA 04/2021 Present
  • 12/2016 → 01/2021
    Jp Morgan Securities Llc
    Manhattan Beach, CA
  • 04/2016 → 12/2016
    Onewest Bank
    Lomita, CA
  • 12/2016 → 01/2021
    Jp Morgan Chase Bank
    Manhattan Beach, CA
  • 04/2021 → Present
    Charles Schwab & Co., Inc.
    Seal Beach, CA
  • 04/2021 → Present
    Charles Schwab Bank, Ssb
    Seal Beach, CA
Other Businesses

1) Lewis Love LLC | Investment Related:No|Real Estate (Non-Agent/Broker)|Landlord|1/23/2026|Less than 20|0|Maintain property, collect rent and ensure the home is livable.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-04-19
S63 Uniform Securities Agent State Law Examination 2017-04-30
  • S65 Uniform Investment Adviser Law Examination
    2022-04-19
  • S63 Uniform Securities Agent State Law Examination
    2017-04-30
Other Names
  • Richard Sj Medina
  • Richard Medina
  • Richard St. John Medina
  • Richard St John Medina

View on SEC IAPD

Nearby Firms

J.P. MORGAN SECURITIES LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
UBS FINANCIAL SERVICES INC.

Nearby Investors

MARK KROGULSKI
SHELLEY L CHIDLEY
Hisela Chinchay

Nearby Offices

J.P. MORGAN SECURITIES LLC · SEAL BEACH, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SEAL BEACH, CA
UBS FINANCIAL SERVICES INC. · SEAL BEACH, CA

More in Seal Beach, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor