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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-04-20 |
Branch Locations
2399 Seal Beach Blvd. Suite 101, Seal Beach, CA 90740-5630 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Manhattan Beach | CA | 12/2016 | 01/2021 |
| Onewest Bank | Lomita | CA | 04/2016 | 12/2016 |
| Jp Morgan Chase Bank | Manhattan Beach | CA | 12/2016 | 01/2021 |
| Charles Schwab & Co., Inc. | Seal Beach | CA | 04/2021 | Present |
| Charles Schwab Bank, Ssb | Seal Beach | CA | 04/2021 | Present |
1) Lewis Love LLC | Investment Related:No|Real Estate (Non-Agent/Broker)|Landlord|1/23/2026|Less than 20|0|Maintain property, collect rent and ensure the home is livable.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-04-19 |
| S63 | Uniform Securities Agent State Law Examination | 2017-04-30 |
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