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William Michael Genovese

Ubs Financial Services Inc.

Seal Beach, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-30
CA RA APPROVED 2025-01-13
  • TX RA
    APPROVED
    Since 2025-01-30
  • CA RA
    APPROVED
    Since 2025-01-13

Branch Locations

3030 Old Ranch Pkwy Suite 300, Seal Beach, CA 90740 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Quincy Cass Associates Los Angeles CA 05/2024 08/2024
New York Life Insurance Company Irvine CA 04/2022 12/2022
Full Time Education Malibu CA 08/2023 08/2024
Full Time Education Boulder CO 08/2018 05/2022
Doordash Driver Boulder CO 04/2020 04/2021
Full Time Student Newport Beach CA 09/2016 06/2018
Ubs Financial Services, Inc Seal Beach CA 09/2024 Present
Unemployed Newport Beach CA 01/2023 08/2024
  • 05/2024 → 08/2024
    Quincy Cass Associates
    Los Angeles, CA
  • 04/2022 → 12/2022
    New York Life Insurance Company
    Irvine, CA
  • 08/2023 → 08/2024
    Full Time Education
    Malibu, CA
  • 08/2018 → 05/2022
    Full Time Education
    Boulder, CO
  • 04/2020 → 04/2021
    Doordash Driver
    Boulder, CO
  • 09/2016 → 06/2018
    Full Time Student
    Newport Beach, CA
  • 09/2024 → Present
    Ubs Financial Services, Inc
    Seal Beach, CA
  • 01/2023 → 08/2024
    Unemployed
    Newport Beach, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-11
  • S66 Uniform Combined State Law Examination
    2025-01-11
Other Names
  • William Genovese

View on SEC IAPD

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Other Offices

CHARLES SCHWAB & CO., INC. · Seal Beach, CA
J.P. MORGAN SECURITIES LLC · SEAL BEACH, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SEAL BEACH, CA
LPL FINANCIAL LLC · SEAL BEACH, CA
OSAIC WEALTH, INC. · SEAL BEACH, CA
AMIP MANAGEMENT · SEAL BEACH, CA
MY PORTFOLIO GUIDE, LLC · SEAL BEACH, CA
FINEBERG FINANCIAL MANAGEMENT LLC · SEAL BEACH, CA

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