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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-07-07 |
| CA | RA | APPROVED | 2026-06-29 |
| AL | RA | APPROVED | 2025-10-24 |
| AR | RA | APPROVED | 2025-07-23 |
| TX | RA | APPROVED | 2025-01-13 |
Branch Locations
3030 Old Ranch Pkwy Suite 300, Seal Beach, CA 90740 • United States
4400 Post Oak Parkway Suite 1800, Houston, TX 77027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Southwestern Oklahoma State Univeristy | Weatherford | OK | 03/2023 | 04/2023 |
| Southwestern Oklahoma State University | Weatherford | OK | 08/2020 | 05/2023 |
| Texas Wesleyan University | Fort Worth | TX | 08/2018 | 05/2020 |
| Instituto Insurgentes De Morelia | Morelia | 08/2015 | 07/2018 | |
| Alterna Securities | Houston | TX | 05/2023 | 02/2024 |
| Unemployed | Morelia | 06/2020 | 07/2020 | |
| Unemployed | Houston | TX | 03/2024 | 08/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Springdale | AR | 09/2024 | 11/2024 |
| Ubs Financial Services Inc. | Houston | TX | 12/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-11-01 |
| S63 | Uniform Securities Agent State Law Examination | 2024-02-06 |
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