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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-07-07
CA RA APPROVED 2026-06-29
AL RA APPROVED 2025-10-24
AR RA APPROVED 2025-07-23
TX RA APPROVED 2025-01-13
  • IL RA
    APPROVED
    Since 2026-07-07
  • CA RA
    APPROVED
    Since 2026-06-29
  • AL RA
    APPROVED
    Since 2025-10-24
  • AR RA
    APPROVED
    Since 2025-07-23
  • TX RA
    APPROVED
    Since 2025-01-13

Branch Locations

3030 Old Ranch Pkwy Suite 300, Seal Beach, CA 90740 • United States

4400 Post Oak Parkway Suite 1800, Houston, TX 77027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Southwestern Oklahoma State Univeristy Weatherford OK 03/2023 04/2023
Southwestern Oklahoma State University Weatherford OK 08/2020 05/2023
Texas Wesleyan University Fort Worth TX 08/2018 05/2020
Instituto Insurgentes De Morelia Morelia 08/2015 07/2018
Alterna Securities Houston TX 05/2023 02/2024
Unemployed Morelia 06/2020 07/2020
Unemployed Houston TX 03/2024 08/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Springdale AR 09/2024 11/2024
Ubs Financial Services Inc. Houston TX 12/2024 Present
  • 03/2023 → 04/2023
    Southwestern Oklahoma State Univeristy
    Weatherford, OK
  • 08/2020 → 05/2023
    Southwestern Oklahoma State University
    Weatherford, OK
  • 08/2018 → 05/2020
    Texas Wesleyan University
    Fort Worth, TX
  • 08/2015 → 07/2018
    Instituto Insurgentes De Morelia
    Morelia
  • 05/2023 → 02/2024
    Alterna Securities
    Houston, TX
  • 06/2020 → 07/2020
    Unemployed
    Morelia
  • 03/2024 → 08/2024
    Unemployed
    Houston, TX
  • 09/2024 → 11/2024
    Springdale, AR
  • 12/2024 → Present
    Houston, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-01
S63 Uniform Securities Agent State Law Examination 2024-02-06
  • S66 Uniform Combined State Law Examination
    2024-11-01
  • S63 Uniform Securities Agent State Law Examination
    2024-02-06

View on SEC IAPD

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